Compliance Analyst Resume

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Here is the Compliance Analyst Resume example:

Timothy Freeney

4790 Calumet Ave, Apt#7

New York, NY 10040

(555)-555-5555

[email]

Job Objective To obtain a challenging Compliance Analyst position in a well reputed organization.

Highlights of Qualifications:

A great deal of experience with trade compliance applications
Self-motivated and has high standards for accuracy
Ability to work independently and as part of a team
Excellent written and verbal communication skills
Strong interpersonal and time management skills
Excellent analytical and critical thinking skills
Proficient in Microsoft Office – Excel, Visio, PowerPoint, Project, Word, Microsoft Access, and data manipulation

Professional Experience:

Compliance Analyst, August 2005 – Present

Allegis Group, Inc., New York, NY

Managed, authored and adapted firm policies and procedures to keep current with applicable industry regulations.
Interacted with Regulators during routine audits as well as regulatory inquiries.

Compliance Analyst, May 2000 – July 2005

Janus Capital Group, New York, NY

Traded portfolio monitoring and exception reporting.
Proficiently analyzed, designed, tested, and managed rules in Dimensional’s.
Post- traded compliance systems support for AUS portfolios.
Reviewed advertising, sales, and institutional materials for compliance with industry regulations as well as Dimensional’s policy and procedures.
Provided support to sub-advisor reporting obligations.

Education

Bachelor’s Degree in Finance, University of California, Berkeley, CA